DOL Holds Off Enforcement of ESG Rule for 401(k)s

The U.S. Department of Labor said Wednesday it won’t be enforcing a Trump-era rule that makes it tougher for 401(k) plans to invest in socially minded funds. The agency is reviewing a rule finalized in the fall that prevented corporate 401(k) plans from using funds with nonfinancial goals as default investments for employees. This rule… Continue reading DOL Holds Off Enforcement of ESG Rule for 401(k)s

Fiduciary Liability Insurance Premiums Are Soaring

E&S market growth

A new report in Investment News should be an eyeopener for sponsors of 401(k) and 403(b) plans who haven’t yet gotten the message that even responsible fiduciaries can be sued. I previously wrote that 2020 promises to be a banner year for 401(k) plan litigation. Now Investment News reports that fiduciary liability insurance premiums are… Continue reading Fiduciary Liability Insurance Premiums Are Soaring

Fiduciaries of Employer-Sponsored Retirement Plans Face Litigation Surge: Chubb

GE pays fines for 401 K mismanagement

Chubb released a new whitepaper exploring the surge in litigation against fiduciaries of employer-sponsored retirement plans, regardless of size. The paper, “The War on Retirement Fees: Is Anyone Safe?” was co-authored by Groom Law Group and examines the recent history and trends relating to excessive fee claims. The paper also discusses the plan features that… Continue reading Fiduciaries of Employer-Sponsored Retirement Plans Face Litigation Surge: Chubb

Hub International Acquires York-based EPIC Retirement Services Consulting, LLC

Hub International Limited (Hub), a leading global insurance brokerage, announced today that it has acquired the assets of EPIC Retirement Services Consulting, LLC (EPIC). Terms of the transaction were not disclosed. Located in New York City, New York, EPIC is an independent investment consulting firm specializing in 401(k), 403(b) and pension plans. EPIC has been… Continue reading Hub International Acquires York-based EPIC Retirement Services Consulting, LLC

Many Workers Increasingly Suing Employers Over 401(k) Plans

GE pays fines for 401 K mismanagement

You would think most investors are fairly happy with their results,10 years into a rising stock market and with solid gains delivered by bonds, too. But that apparently isn’t the case at a lot of 401(k) workplace retirement plans. Unhappiness over high fees, inappropriate investment options and other issues have led to a spike in… Continue reading Many Workers Increasingly Suing Employers Over 401(k) Plans

Labor Department Makes Public 401(k) Rule Change

GE pays fines for 401 K mismanagement

The Labor Department released a final rule to make it easier for small businesses to band together to create joint 401(k) retirement plans for workers. The rule, which takes effect Sept. 30, broadens the ways companies could join together to offer retirement accounts, according to a department official. Under the rule released Monday, companies in… Continue reading Labor Department Makes Public 401(k) Rule Change

Labor Department Clears Path for Automatic 401(k) Transfers

GE pays fines for 401 K mismanagement

Companies could start automatically transferring small retirement accounts belonging to employees who change jobs to the 401(k) plans of their new employers, according to new guidance from regulators. The move is the latest effort to reduce the premature flow of money out of 401(k)-style plans. A pair of recent Labor Department actions would give Retirement… Continue reading Labor Department Clears Path for Automatic 401(k) Transfers