Broker-dealer Merrill Lynch has agreed to pay a total of $12 million in fines to regulators for failing to file about 1,500 suspicious activity reports over more than a decade.
Tag: fines
Michigan Bank Holding Company Pleads Guilty in $69M Securities Fraud Case
Financial services firm Sterling Bancorp agreed Wednesday to plead guilty to securities fraud, including a $27.2 million fine, which will go toward paying restitution.
Peloton to Pay $19M in Fines Over Dangerous Treadmill Defect
Exercise equipment maker Peloton Interactive has agreed to pay roughly $19 million in fines related to its delay in reporting its treadmill defect.