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Tag: HSBC

Companies Hit with $5B in SEC Penalties in FY 23

SEC cyber probe

The Securities and Exchange Commission filed 784 enforcement actions, obtained $4.949 billion in monetary relief, including almost $1 billion returned to investors, and processed more than 18,000 whistleblower tips, the agency says in its fiscal year 2023 enforcement report.

Published November 17, 2023
Categorized as Show on Homepage Tagged ABB, Danske Bank, HSBC, SEC, SEC fines, SEC penalties, Vale, Wells Fargo, whistleblower
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