The Securities and Exchange Commission filed 784 enforcement actions, obtained $4.949 billion in monetary relief, including almost $1 billion returned to investors, and processed more than 18,000 whistleblower tips, the agency says in its fiscal year 2023 enforcement report.
Tag: SEC fines
SEC Had a Record Year for Enforcement Actions
Under the leadership of Chair Gary Gensler, the Securities and Exchange Commission (SEC) increased its enforcement efforts in the previous fiscal year, focusing on prosecuting high-profile cases and imposing harsh penalties for misconduct.